Connecticut (CT) Securities CLE Course Catalog

This panel will explore and navigate distressed-investing issues relating to sales of technology and IP under ? 363, and buyer identification in a virtual landscape.

This CLE webinar will examine the existing regulatory framework around "restricted securities," and the avenues available for their sale, including the Rule 144 safe harbor and other exemptions. The program will address the role of intermediaries in facilitating these transactions and interesting issues involving resales of shares in pre-IPO "unicorn" companies. The panel will also discuss the contractual restrictions that issuers often place on the transfer of restricted securities and opinion considerations.

A basic overview and examination of changes to key franchise items and provisions in 2020.

Join our distinguished panelists as they discuss the new dangers for seniors and vulnerable investors in the COVID-19 era and the nationwide response of regulators.

This seminar aims to equip franchise attorneys with a basic, working knowledge of financial statements.

Panelists will discuss Anti-Corruption Enforcement Updates as well as SEC Enforcement Updates. The program will also cover data privacy challenges in conducting cross border investigations.

Securities lawyers are getting to grips with the breadth of the impact of COVID-19. From annual meeting timings and format to seeking relief from the SEC for public companies affected by COVID-19, this program provides you with the information you need about securities law in the face of the COVID-19 pandemic.

Get to grips with the legal, strategic, and practical considerations crucial for general counsels and other legal and compliance professionals to consider in light of recent coronavirus (COVID-19) developments.

Due to the rapid aging of the U.S. population in general and investors in particular, issues relating to diminished capacity and vulnerable investors are a main focus of regulators and securities firms.