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California (CA) Securities CLE Course Catalog

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All CLE Courses For California (CA) Securities

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72 minutes
Navigating Distressed Investing, Sales and Technology: Protecting Your Sale Process, Your Investments and Your Hide
This panel will explore and navigate distressed-investing issues relating to sales of technology and IP under ? 363, and buyer identification in a virtual landscape.

American Bankruptcy Institute

$75

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92 minutes
Resales of Restricted Securities
This CLE webinar will examine the existing regulatory framework around "restricted securities," and the avenues available for their sale, including the Rule 144 safe harbor and other exemptions. The program will address the role of intermediaries in facilitating these transactions and interesting issues involving resales of shares in pre-IPO "unicorn" companies. The panel will also discuss the contractual restrictions that issuers often place on the transfer of restricted securities and opinion considerations.

American Bar Association

$115

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92 minutes
Hot Topics in Franchise Registration
A basic overview and examination of changes to key franchise items and provisions in 2020.

American Bar Association

$115

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63 minutes
Exploitation of Senior and Vulnerable Investors in the COVID-19 Era and Regulatory Responses
Join our distinguished panelists as they discuss the new dangers for seniors and vulnerable investors in the COVID-19 era and the nationwide response of regulators.

American Bar Association

$75

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94 minutes
Financial Statements for Franchise Lawyers
This seminar aims to equip franchise attorneys with a basic, working knowledge of financial statements.

American Bar Association

$115

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50 minutes
The Perfect Storm For White Collar Crime: Internal Fraud and Insider Trading In The Era Of COVID-19
Unemployment in the US and globally has soared in the past weeks driven by the economic crisis. Thinning employee ranks and the large scale roll-out of remote working has inevitably driven an increase in the cases of internal fraud, insider trading, and bribery. Historical data has further indicated that this will lead to the perfect storm. But, what does this mean for in-house legal teams and how can they stay ahead of the challenges predicted for the remainder of 2020? White-collar trends to have on the radar for 2020 Discover the latest regulatory updates and key case law How can you take measured steps to protect your business from insider trading and internal fraud Whistleblowing tools you should have implemented today.

Women, Influence & Power in Law Conference

$65

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91 minutes
SEC and DOJ Enforcement: What's on the Horizon?
Panelists will discuss Anti-Corruption Enforcement Updates as well as SEC Enforcement Updates. The program will also cover data privacy challenges in conducting cross border investigations.

American Bar Association

$115

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62 minutes
COVID-19: Securities Law Considerations
Securities lawyers are getting to grips with the breadth of the impact of COVID-19. From annual meeting timings and format to seeking relief from the SEC for public companies affected by COVID-19, this program provides you with the information you need about securities law in the face of the COVID-19 pandemic.

American Bar Association

$75

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60 minutes
COVID-19 Top 10: What GCs need to Know about Coronavirus
Get to grips with the legal, strategic, and practical considerations crucial for general counsels and other legal and compliance professionals to consider in light of recent coronavirus (COVID-19) developments.

American Bar Association

$75

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