Attention:

COVID-19: Securities Law Considerations


Level: Advanced
Runtime: 62 minutes
Recorded Date: April 13, 2020
Click here to share this program

Agenda

  • Public Disclosures
  • SEC Filing Relief
  • Insider Trading
  • Stock Buybacks
  • Annual Meetings
  • Takeaways
Runtime: 1 hour, 2 minutes
Recorded: April 13, 2020

Description

Securities lawyers are getting to grips with the breadth of the impact of COVID-19. From annual meeting timings and format to seeking relief from the SEC for public companies affected by COVID-19, this program provides you with the information you need about securities law in the face of the COVID-19 pandemic.

This program was recorded on April 13th, 2020.

Provided By

American Bar Association

Panelists

Haima Marlier

Partner, Securities Litigation, Enforcement, and White Collar
Morrison & Foerster, LLP

Haima Marlier is a partner in Morrison & Foerster’s Securities Litigation, Enforcement, and White Collar practice group, and a member of the firm’s coronavirus task force. Haima is a distinguished former SEC Senior Trial Counsel and served as the SEC’s lead counsel on a number of prominent enforcement litigations and investigations involving registered investment advisers, broker-dealers, banks, publicly traded companies, and individual traders. Her current practice puts those invaluable front-line skills and insights to work for the public companies and financial service providers she represents in internal and government investigations, SEC enforcement proceedings, and private securities and commercial litigation.

David Lynn

Partner, Corporate Finance/Capital Markets
Morison & Foerster LLP

David Lynn is co-chair of Morrison & Foerster’s Corporate Finance | Capital Markets practice, and a member of the firm’s coronavirus task force. He served as Chief Counsel of the Division of Corporation Finance at the SEC. Dave is a highly respected securities advisory counsel who provides guidance to Fortune 100 corporations, small public companies, underwriters, and other market participants on corporate finance matters and best practices for disclosures and compliance. In addition to being a leading authority on SEC issues, he is particularly well known in the area of executive compensation disclosure, having co-authored “The Executive Compensation Disclosure Treatise and Reporting Guide.”

Similar Courses

Card image cap
63 minutes
2018 CA Consumer Privacy Act: The Big Tail Wagging the U.S.
In this session, two leading information governance attorneys will share why you need to and how you can be ready.

Legalweek

$65

Add to Cart
Card image cap
50 minutes
2019 Regulatory Outlook: Ensuring Compliance Across SEC, DOL and NAIC Regulations
Most insurers are moving ahead with their risk and compliance initiatives, even as regulatory uncertainty poses significant and ongoing challenges. Lawmakers and regulators are striving to make necessary changes and updates to applicable laws and regulations, which insurers are expected to comply with going forward, however in some areas, the requirements aren’t yet so clear. This session will highlight some of the biggest risks within the industry and how insurers can implement strategies to stay on top of these new and at times, confusing, changes.

General Counsel Conference

$65

Add to Cart
Card image cap
63 minutes
360-Degree View on How to Navigate a Crisis
During this session, our panel of experts will explore the following topics to arm you with a plan to protect the company and minimize long-term problems: - Building a crisis management team and understanding each person’s unique role -Preparedness – advance planning and assessing potential risk areas - First Response – responding in the critical first hours and days to minimize the long-term impact - Resolution Strategy – managing various actions stemming from the crisis to enable the best resolution for the company.

Women, Influence & Power in Law Conference

$65

Add to Cart
Card image cap
63 minutes
40 Years of Data: What the Data on the Industry Says About Its Future
For 40 years, The American Lawyer, its affiliate publications and ALM Intelligence’s Legal Compass have been collecting data on law firms, clients and providers. What does the data tell us about where the industry is headed? We will take a deep dive into our data and others’ to assess the state of the industry and its future.

Legalweek

$65

Add to Cart
Next