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Similar to class actions generally, exploring ethics issues in securities class action litigation (specifically fee-splitting), and how that affects settlement value for plaintiff investors
By Jane Wester | May 13, 2024
Defense counsel Barry Berke said his client, Sung Kook "Bill" Hwang, didn't break the law in the run-up to the the collapse of a $36 billion investment fund.
3 minute read
By Martha "Frannie" Reilly and Libby Smith | May 13, 2024
When announcing the final rules on March 6, SEC Chair Gary Gensler stated, "These final rules build on past requirements by mandating material climate risk disclosures by public companies and in public offerings. The rules will provide investors with consistent, comparable, and decision-useful information, and issuers with clear reporting requirements."
7 minute read
By Samuel E. Cohen and Ryan P. Friel | May 10, 2024
Like many recent DOL rules related to retirement investing, the retirement security rule is polarizing and is sure to face significant legal challenges, including from the insurance industry to whom the rule applies a new, heightened duty.
7 minute read
By Barry R. Temkin | May 9, 2024
For the past eighty-five years, the securities industry has been regulated by the SEC and designated SROs under its supervision. But that system is changing.
7 minute read
By John Moon and Lori Marks-Esterman | May 8, 2024
An overview of why checks and balances of the courts, as well as SEC enforcement, are critical to maintaining disclosures that are needed to maintain the strength of the U.S. markets.
6 minute read
By Maydeen Merino | May 7, 2024
Proposed legislation would allow private parties in an administrative proceeding to remove their case to federal court before adjudication.
4 minute read
By Maria Dinzeo | May 6, 2024
The development is a setback for Robinhood legal chief Dan Gallagher, who has championed a strategy of engaging with the agency and is himself a former SEC commissioner.
3 minute read
By Michael A. Mora | May 6, 2024
Mark Cuban and the Dallas Mavericks are the remaining defendants, with a trial set tip off in November.
3 minute read
By Charles Toutant | May 3, 2024
Cognizant agreed to pay $25 million to the U.S. Securities and Exchange Commission in 2019 to settle charges that the payments it made to Indian government officials violated the Foreign Corrupt Practices Act.
4 minute read
By Avalon Zoppo | April 30, 2024
"Hopefully, a future panel of this Court, or the Supreme Court, can clarify the law along the lines described here, so that the majority's untenable views are not sustained," Judge Eric Clay wrote.
3 minute read
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Associate attorney position at NJ Immigration Law firm: Leschak & Associates, LLC, based in Freehold, NJ, is looking for a full time ass...
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MELICK & PORTER, LLP PROMOTES CONNECTICUT PARTNERS HOLLY ROGERS, STEVEN BANKS, and ALEXANDER AHRENS